• 2014 Florida AML Compliance Survey

    This survey offers insights into how financial institutions in Florida are managing today’s BSA/AML compliance challenges. Download the summary report to learn about the top priorities and issues for Florida banks.

    Learn more
    2014 Florida AML compliance survey report for banks

Banking

We know the financial services industry.

Kaufman Rossin’s financial services team includes more than two dozen accounting and risk advisory professionals who specialize in helping domestic and international financial institutions identify, develop and implement solutions to address operational and regulatory risks.

We understand the pressures of regulatory compliance, new disclosure requirements and stricter accounting standards. Our team has extensive experience helping financial institutions comply with the Bank Secrecy Act (BSA), USA PATRIOT Act, Office of Foreign Assets Control (OFAC), the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).

And we understand regulatory and reputational risk. We help financial institutions evaluate their anti-money laundering compliance programs, and we provide comprehensive, practical solutions. Our team is experienced in investigating complex money laundering and fraud schemes in North America, Central and South America and the Caribbean.

We also understand the need to focus on the bottom line. We can help financial institutions identify opportunities to streamline processes and maximize the return on IT investments .


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