As regulation continues to increase and the landscape gets tougher, it’s more important than ever for financial institutions and other businesses to have consultants they can rely on.
Mergers and acquisitions are projected to continue in the banking industry, with due diligence critical to success. Broker-dealers, many affiliated with banks, see FINRA looking to increase regulation. Compliance officers face increasing personal liability for compliance failures; so do boards. And as information technology improves the customer experience, cybersecurity risks grow exponentially.
Kaufman Rossin’s risk advisory services team has the expertise, experience and credentials to help you manage risk and navigate the challenges and complexities of the ever-evolving business environment.
Our risk advisory services include: