Kaufman Rossin forms Investment Compliance Executive Network

Network offers exclusive opportunity to connect with peers, share insights, and learn about regulatory developments

Kaufman Rossin, one of the top 100 CPA and advisory firms in the U.S., announced the formation of the Investment Compliance Executive Network (ICEN) by Kaufman Rossin.

The network is an invitation-only, peer-level group composed of compliance executives from broker-dealers, registered investment advisers and private fund advisers, as well as selected advisory partners. Members will have exclusive access to live learning events, virtual conversations, and networking with investment compliance industry peers. Kaufman Rossin’s risk advisory services professionals will help to lead learning events and facilitate connections.

“We’re excited to launch this network, which offers invaluable opportunities for compliance executives to learn, connect and share with their peers,” said Bao Nguyen, CAMS, CFE, CRCP, risk advisory services principal and broker-dealer and investment adviser services practice leader at Kaufman Rossin.

Bao Nguyen, CAMS, CFE, CRCP, is a Risk Advisory Services Broker-Dealer and Investment Adviser Services at Kaufman Rossin, one of the Top 100 CPA and advisory firms in the U.S.