• Financial Institutions Qualifications and Services

    As financial transactions grow increasingly complex and expand globally, financial institutions’ risk rating models and monitoring systems face greater scrutiny. Download the Financial Institutions Qualifications and Services Brochure to learn more.

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We know the financial services industry.

Kaufman Rossin’s financial services team includes more than two dozen accounting and risk advisory professionals who specialize in helping domestic and international financial institutions identify, develop and implement solutions to address operational and regulatory risks.

We understand the pressures of regulatory compliance, new disclosure requirements and stricter accounting standards. Our team has extensive experience helping financial institutions comply with the Bank Secrecy Act (BSA), USA PATRIOT Act, Office of Foreign Assets Control (OFAC), the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).

And we understand regulatory and reputational risk. We help financial institutions evaluate their anti-money laundering compliance programs, and we provide comprehensive, practical solutions. Our team is experienced in investigating complex money laundering and fraud schemes in North America, Central and South America and the Caribbean.

We also understand the need to focus on the bottom line. We can help financial institutions identify opportunities to streamline processes and maximize the return on IT investments .


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Questions? Let us know how we can help you or your business.