Anti-Money Laundering Compliance
Kaufman Rossin’s risk advisory services team helps financial institutions evaluate their anti-money laundering compliance programs, and we provide comprehensive, practical solutions. Our team is experienced in investigating complex money laundering and fraud schemes both domestically and internationally.
Independent testing of compliance
Kaufman Rossin can conduct an independent test of your financial institution’s compliance with the Bank Secrecy Act (BSA), anti-money laundering and Office of Foreign Asset Control (OFAC) regulations and of your institution’s internal policies and procedures.
Risk assessment
Failure to adequately manage money laundering risk could expose an organization to legal and regulatory sanctions, financial penalties and reputation damage. Kaufman Rossin can perform a comprehensive review of your financial institution’s customers and entities, products and services, transactions and geographic locations in order to evaluate the related BSA/AML/OFAC risks.
Enforcement action assistance
Our dedicated financial services team has extensive experience assisting financial institutions with responding to regulatory enforcement actions related to anti-money laundering, the Bank Secrecy Act and OFAC. Our team can assist your bank with look-backs, customer file remediation, high-risk account reviews and development of policies and procedures.
BSA/AML automated account transaction and surveillance model and systems validation
Kaufman Rossin can review your BSA/AML monitoring systems and assess their effectiveness and help management identify enhancement opportunities.
Litigation consulting
Our litigation consulting team can assist you with issues related to regulatory requirements and industry practices. Our professionals have testified as experts in federal and state courts.
Our Professionals







Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…







Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…







Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…







Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…