Internal Audit
Kaufman Rossin’s professionals have extensive experience performing internal audits for businesses and financial institutions.
Internal auditors work with management and governance to understand strategic, operational, financial and compliance objectives so they can help identify risks that could impact those objectives and make recommendations for mitigating those risks. Our experts can provide independent, objective and tailored feedback on the effectiveness of your organization’s internal controls and whether or not you are operating in accordance with established policies, procedures and regulatory requirements.
Our services include:
- Fully outsourced or co-sourced internal audit
- External quality assessment review (QAR)
- SOC 1 reporting
- FDICIA consulting and testing
- Process mapping and documentation
- SOX 404 consulting and testing
- Third-party contract compliance
- Asset quality review
- Fraud management and investigations
- Risk management review and assessment
- Financial review
- Operational review
- Regulatory review
- Coverholder/TPA review
- Board effectiveness and corporate governance
