Internal Audit
Kaufman Rossin’s professionals have extensive experience performing internal audits for businesses and financial institutions.
Internal auditors work with management and governance to understand strategic, operational, financial and compliance objectives so they can help identify risks that could impact those objectives and make recommendations for mitigating those risks. Our experts can provide independent, objective and tailored feedback on the effectiveness of your organization’s internal controls and whether or not you are operating in accordance with established policies, procedures and regulatory requirements.
Our services include:
- Fully outsourced or co-sourced internal audit
- External quality assessment review (QAR)
- SOC 1 reporting
- FDICIA consulting and testing
- Process mapping and documentation
- SOX 404 consulting and testing
- Third-party contract compliance
- Asset quality review
- Fraud management and investigations
- Risk management review and assessment
- Financial review
- Operational review
- Regulatory review
- Coverholder/TPA review
- Board effectiveness and corporate governance
Our Professionals




Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
He has extensive experience evaluating risk management programs, internal controls, Sarbanes-Oxley, anti-fraud and anti-money laundering programs, USA PATRIOT Act, Bank Secrecy Act, Office of Foreign Assets Control and Foreign Corrupt Practices Act compliance programs and assisting organizations …
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn was recently appointed to the board of directors and audit committee of Ladenburg Thalmann Financial Services, Inc. He was formerly a partner with CohnReznick Advisory Group and the national director of its Governance, Risk and Compliance practice. He is considered an expert in the fie…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
Chandra has managed large-scale, cross-national, and international compliance projects. His expertise spans more than 20 industries, including financial services, banking, hedge funds, information technology, internet services, manufacturing, media and non-profits. He also provides guidance to e-…




Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
He has extensive experience evaluating risk management programs, internal controls, Sarbanes-Oxley, anti-fraud and anti-money laundering programs, USA PATRIOT Act, Bank Secrecy Act, Office of Foreign Assets Control and Foreign Corrupt Practices Act compliance programs and assisting organizations …
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn was recently appointed to the board of directors and audit committee of Ladenburg Thalmann Financial Services, Inc. He was formerly a partner with CohnReznick Advisory Group and the national director of its Governance, Risk and Compliance practice. He is considered an expert in the fie…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
Chandra has managed large-scale, cross-national, and international compliance projects. His expertise spans more than 20 industries, including financial services, banking, hedge funds, information technology, internet services, manufacturing, media and non-profits. He also provides guidance to e-…




Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…




Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…