SEC Services
Our team understands the needs of SEC registrants.
Kaufman Rossin has been registered with the PCAOB since the Board was established. We have decades of experience providing independent audit, tax and consulting services for public companies.
Experience and technical skills are essential, but it’s our personal service and clean compliance record that differentiate our firm.
Our clients include public registrants and those considering a public offering. We can conduct public company audits or provide the special project support needed to meet compliance and profit objectives. Some of our non-audit services include assistance with IPOs, reverse mergers into public shells, secondary offerings, and special projects.
Key Contacts
Robert Glick
Principal
Robert “Bobby” Bruin Glick is a shareholder and managing director in Kaufman Rossin’s assurance and advisory services practice. With more than 30 years at Kaufman Rossin, Bobby continues to embody the values of partnership, client service, integrity, and excellence.
Alan Chosed
Principal
Alan Chosed joined Kaufman Rossin in 1992 after several years at Arthur Young & Co. He is a principal in the Firm’s assurance practice and leads the Firm’s quality control in the areas of GAAP, GAAS, SSARS and PCAOB standards.
Nick Tootle
Principal
Nick P. Tootle joined Kaufman Rossin in 1993 and co-leads the Firm’s financial services assurance and consulting practice. He spearheads assurance and tax engagements for clients in various industries with a focus on the financial services field. His clients rely on his insights ranging from organiz…
Jill Masur
Principal
Jill Masur’s extensive knowledge of corporate operations, finance and internal controls allows to her spearhead audit, accounting and consulting engagements, as well as to identify opportunities for her clients to restructure operations and streamline business processes. Her clients include busines…
Frank Peña
Principal
Frank Peña is an assurance and advisory services principal at Kaufman Rossin and co-leader of the firm’s manufacturing industry practice. With nearly 4 decades of experience, he serves a prominent and diverse clientele, providing services in financial reporting and attestation, operational performan…
Robert Glick
Principal
Robert “Bobby” Bruin Glick is a shareholder and managing director in Kaufman Rossin’s assurance and advisory services practice. With more than 30 years at Kaufman Rossin, Bobby continues to embody the values of partnership, client service, integrity, and excellence.
Alan Chosed
Principal
Alan Chosed joined Kaufman Rossin in 1992 after several years at Arthur Young & Co. He is a principal in the Firm’s assurance practice and leads the Firm’s quality control in the areas of GAAP, GAAS, SSARS and PCAOB standards.
Nick Tootle
Principal
Nick P. Tootle joined Kaufman Rossin in 1993 and co-leads the Firm’s financial services assurance and consulting practice. He spearheads assurance and tax engagements for clients in various industries with a focus on the financial services field. His clients rely on his insights ranging from organiz…
Jill Masur
Principal
Jill Masur’s extensive knowledge of corporate operations, finance and internal controls allows to her spearhead audit, accounting and consulting engagements, as well as to identify opportunities for her clients to restructure operations and streamline business processes. Her clients include busines…
Frank Peña
Principal
Frank Peña is an assurance and advisory services principal at Kaufman Rossin and co-leader of the firm’s manufacturing industry practice. With nearly 4 decades of experience, he serves a prominent and diverse clientele, providing services in financial reporting and attestation, operational performan…
Robert Glick
Principal
Robert “Bobby” Bruin Glick is a shareholder and managing director in Kaufman Rossin’s assurance and advisory services practice. With more than 30 years at Kaufman Rossin, Bobby continues to embody the values of partnership, client service, integrity, and excellence.
Alan Chosed
Principal
Alan Chosed joined Kaufman Rossin in 1992 after several years at Arthur Young & Co. He is a principal in the Firm’s assurance practice and leads the Firm’s quality control in the areas of GAAP, GAAS, SSARS and PCAOB standards.
Nick Tootle
Principal
Nick P. Tootle joined Kaufman Rossin in 1993 and co-leads the Firm’s financial services assurance and consulting practice. He spearheads assurance and tax engagements for clients in various industries with a focus on the financial services field. His clients rely on his insights ranging from organiz…
Jill Masur
Principal
Jill Masur’s extensive knowledge of corporate operations, finance and internal controls allows to her spearhead audit, accounting and consulting engagements, as well as to identify opportunities for her clients to restructure operations and streamline business processes. Her clients include busines…
Frank Peña
Principal
Frank Peña is an assurance and advisory services principal at Kaufman Rossin and co-leader of the firm’s manufacturing industry practice. With nearly 4 decades of experience, he serves a prominent and diverse clientele, providing services in financial reporting and attestation, operational performan…
Robert Glick
Principal
Robert “Bobby” Bruin Glick is a shareholder and managing director in Kaufman Rossin’s assurance and advisory services practice. With more than 30 years at Kaufman Rossin, Bobby continues to embody the values of partnership, client service, integrity, and excellence.
Alan Chosed
Principal
Alan Chosed joined Kaufman Rossin in 1992 after several years at Arthur Young & Co. He is a principal in the Firm’s assurance practice and leads the Firm’s quality control in the areas of GAAP, GAAS, SSARS and PCAOB standards.
Nick Tootle
Principal
Nick P. Tootle joined Kaufman Rossin in 1993 and co-leads the Firm’s financial services assurance and consulting practice. He spearheads assurance and tax engagements for clients in various industries with a focus on the financial services field. His clients rely on his insights ranging from organiz…
Jill Masur
Principal
Jill Masur’s extensive knowledge of corporate operations, finance and internal controls allows to her spearhead audit, accounting and consulting engagements, as well as to identify opportunities for her clients to restructure operations and streamline business processes. Her clients include busines…
Frank Peña
Principal
Frank Peña is an assurance and advisory services principal at Kaufman Rossin and co-leader of the firm’s manufacturing industry practice. With nearly 4 decades of experience, he serves a prominent and diverse clientele, providing services in financial reporting and attestation, operational performan…
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