SEC Services
Our team understands the needs of SEC registrants.
Kaufman Rossin has been registered with the PCAOB since the Board was established. We have decades of experience providing independent audit, tax and consulting services for public companies.
Experience and technical skills are essential, but it’s our personal service and clean compliance record that differentiate our firm.
Our clients include public registrants and those considering a public offering. We can conduct public company audits or provide the special project support needed to meet compliance and profit objectives. Some of our non-audit services include assistance with IPOs, reverse mergers into public shells, secondary offerings, and special projects.
Our Professionals



Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …
Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…



Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …
Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…



Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …
Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…



Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
Nick P. Tootle spearheads assurance and tax engagements for clients in various industries with a focus in the financial services field. His clients rely on his insights ranging from organizational structuring to compliance with accounting and regulatory rules. Nick advises clients across the in…
Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan Chosed joined Kaufman Rossin in 1992 after several years at Arthur Young & Co. He is a principal in the Firm’s assurance practice and leads the Firm’s quality control in the areas of GAAP, GAAS, SSARS and PCAOB standards.
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
Robert B. Glick joined Kaufman Rossin in 1993. As an assurance and advisory services principal, Robert has served private, public and international companies.
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