SEC Services
Our team understands the needs of SEC registrants.
Kaufman Rossin has been registered with the PCAOB since the Board was established. We have decades of experience providing independent audit, tax and consulting services for public companies.
Our clients include public registrants and those considering a public offering. We can conduct public company audits or provide the special project support needed to meet compliance and profit objectives. Some of our non-audit services include assistance with IPOs, reverse mergers into public shells, secondary offerings, and special projects.
Experience and technical skills are essential, but it’s our personal service and clean compliance record that differentiate our firm.
Our Professionals



Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…
Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …



Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…
Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …



Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…
Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …



Alan Chosed, CPA
Principal, Assurance & Advisory Services
Miami
Alan has over three decades of experience providing a variety of advisory and assurance services including SEC compliance and internal controls reviews to public and private companies. He has assisted clients with issues involving cryptocurrency and blockchain.
Alan is a Certified Public Ac…
Robert B Glick, CPA
Principal, Assurance & Advisory Services
Miami
In addition to his audit and tax responsibilities, Robert specializes in consulting and other accounting related projects.
Robert is a member of the American Institute of Certified Public Accountants and the Florida Institute for Certified Public Accountants. He is a Certified Public Acco…
Nick P. Tootle, CPA
Principal, Financial Services Assurance and Consulting
Miami
In addition to traditional assurance and tax services, Nick leads engagements for investment advisors related to performance reporting. He also works with investment advisors on compliance with the SEC Custody Rule by performing surprise examinations, trust company internal control examinations and …