Risk Advisory
As regulation continues to increase and the landscape gets tougher amid global challenges, it’s more important than ever for businesses, financial institutions, investment firms and healthcare organizations to have consultants they can rely on.
Regulators are more vigilant, and cyberhackers are stealthier, more creative, and more dangerous every day. And as new information technology improves the customer experience, cybersecurity risks grow exponentially. Risks to your organization and your reputation are greater than ever, and new rules surrounding data privacy and other emerging challenges are impacting businesses in every industry.
Kaufman Rossin’s risk advisory services team can help you mitigate risks – the ones you know about and the ones you don’t – and protect and enhance shareholder value. We have the expertise, experience and credentials to help you navigate the challenges and complexities of the ever-evolving business environment.
Our risk advisory services include:
Our Professionals
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
Chandra has managed large-scale, cross-national, and international compliance projects. His expertise spans more than 20 industries, including financial services, banking, hedge funds, information technology, internet services, manufacturing, media and non-profits. He also provides guidance to e-…
Glenn C. Davis
Director, Risk Advisory Services
Miami
Glenn was recently appointed to the board of directors and audit committee of Ladenburg Thalmann Financial Services, Inc. He was formerly a partner with CohnReznick Advisory Group and the national director of its Governance, Risk and Compliance practice. He is considered an expert in the fie…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Before joining the firm, Bao was the chief compliance officer for a broker-dealer and registered investment advisor. He developed and implemented the firm’s supervisory systems to comply with federal and state securities law and FINRA Rules and Regulations. Moreover, as the anti-money launderin…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Stephanie advises clients on annual compliance reviews, anti-money laundering independent testing, supervisory control risk assessments, fraud investigations, customized compliance and product reviews.
In addition, Stephanie assists clients with broker-dealer and investment adviser registra…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
He brings over a decade of experience in governmental and regulatory compliance environments with extensive exposure to the financial, securities, and insurance industries. Prior to joining Kaufman Rossin, Alex was an Associate Principal with the Financial Industry Regulatory Authority (FINRA) an…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. He brings notable experience in information management and governance, IT security, risk management, technology and consulting to his clients. He manage…
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
Chandra has managed large-scale, cross-national, and international compliance projects. His expertise spans more than 20 industries, including financial services, banking, hedge funds, information technology, internet services, manufacturing, media and non-profits. He also provides guidance to e-…
Glenn C. Davis
Director, Risk Advisory Services
Miami
Glenn was recently appointed to the board of directors and audit committee of Ladenburg Thalmann Financial Services, Inc. He was formerly a partner with CohnReznick Advisory Group and the national director of its Governance, Risk and Compliance practice. He is considered an expert in the fie…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Before joining the firm, Bao was the chief compliance officer for a broker-dealer and registered investment advisor. He developed and implemented the firm’s supervisory systems to comply with federal and state securities law and FINRA Rules and Regulations. Moreover, as the anti-money launderin…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Stephanie advises clients on annual compliance reviews, anti-money laundering independent testing, supervisory control risk assessments, fraud investigations, customized compliance and product reviews.
In addition, Stephanie assists clients with broker-dealer and investment adviser registra…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
He brings over a decade of experience in governmental and regulatory compliance environments with extensive exposure to the financial, securities, and insurance industries. Prior to joining Kaufman Rossin, Alex was an Associate Principal with the Financial Industry Regulatory Authority (FINRA) an…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. He brings notable experience in information management and governance, IT security, risk management, technology and consulting to his clients. He manage…
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
Chandra has managed large-scale, cross-national, and international compliance projects. His expertise spans more than 20 industries, including financial services, banking, hedge funds, information technology, internet services, manufacturing, media and non-profits. He also provides guidance to e-…
Glenn C. Davis
Director, Risk Advisory Services
Miami
Glenn was recently appointed to the board of directors and audit committee of Ladenburg Thalmann Financial Services, Inc. He was formerly a partner with CohnReznick Advisory Group and the national director of its Governance, Risk and Compliance practice. He is considered an expert in the fie…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Before joining the firm, Bao was the chief compliance officer for a broker-dealer and registered investment advisor. He developed and implemented the firm’s supervisory systems to comply with federal and state securities law and FINRA Rules and Regulations. Moreover, as the anti-money launderin…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Stephanie advises clients on annual compliance reviews, anti-money laundering independent testing, supervisory control risk assessments, fraud investigations, customized compliance and product reviews.
In addition, Stephanie assists clients with broker-dealer and investment adviser registra…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
He brings over a decade of experience in governmental and regulatory compliance environments with extensive exposure to the financial, securities, and insurance industries. Prior to joining Kaufman Rossin, Alex was an Associate Principal with the Financial Industry Regulatory Authority (FINRA) an…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. He brings notable experience in information management and governance, IT security, risk management, technology and consulting to his clients. He manage…
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accoun…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institution…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
Chandra has managed large-scale, cross-national, and international compliance projects. His expertise spans more than 20 industries, including financial services, banking, hedge funds, information technology, internet services, manufacturing, media and non-profits. He also provides guidance to e-…
Glenn C. Davis
Director, Risk Advisory Services
Miami
Glenn was recently appointed to the board of directors and audit committee of Ladenburg Thalmann Financial Services, Inc. He was formerly a partner with CohnReznick Advisory Group and the national director of its Governance, Risk and Compliance practice. He is considered an expert in the fie…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
He specializes in implementing compliance programs for various types of financial institutions. Ricardo has conducted more than 50 AML compliance evaluations for foreign financial institutions with operations in over 20 countries. He also spearheads complex due diligence investigations and remediati…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in B…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
She provides tax compliance, advisory and consulting services for a variety of clients, including individuals, corporations, partnerships, tax exempt organizations, and foreign and domestic clients.
Heidi earned a Bachelor of Accounting and Business Administration, and a Mast…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
She has over eleven years of experience in the financial services industry providing internal audit, controls and consulting services to banks, broker-dealers and other financial institutions. Her experience prior to joining Kaufman Rossin includes 6 years with a large public accounting firm and …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
He conducts validations and calibrations of BSA/AML models, including transaction monitoring programs, customer risk rating methodologies, OFAC and watch list interdiction systems. Oscar performs risk assessments of enterprise-wide, county and industry codes and provides solutions for mitigating ide…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Before joining the firm, Bao was the chief compliance officer for a broker-dealer and registered investment advisor. He developed and implemented the firm’s supervisory systems to comply with federal and state securities law and FINRA Rules and Regulations. Moreover, as the anti-money launderin…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Stephanie advises clients on annual compliance reviews, anti-money laundering independent testing, supervisory control risk assessments, fraud investigations, customized compliance and product reviews.
In addition, Stephanie assists clients with broker-dealer and investment adviser registra…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
He brings over a decade of experience in governmental and regulatory compliance environments with extensive exposure to the financial, securities, and insurance industries. Prior to joining Kaufman Rossin, Alex was an Associate Principal with the Financial Industry Regulatory Authority (FINRA) an…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. He brings notable experience in information management and governance, IT security, risk management, technology and consulting to his clients. He manage…
