Risk Advisory
As regulation continues to increase and the landscape gets tougher amid global challenges, it’s more important than ever for businesses, financial institutions, investment firms and healthcare organizations to have consultants they can rely on.
Regulators are more vigilant, and cyberhackers are stealthier, more creative, and more dangerous every day. And as new information technology improves the customer experience, cybersecurity risks grow exponentially. Risks to your organization and your reputation are greater than ever, and new rules surrounding data privacy and other emerging challenges are impacting businesses in every industry.
Kaufman Rossin’s risk advisory services team can help you mitigate risks – the ones you know about and the ones you don’t – and protect and enhance shareholder value. We have the expertise, experience and credentials to help you navigate the challenges and complexities of the ever-evolving business environment.
Our risk advisory services include:
Our Professionals
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
Heidi is a senior manager in Kaufman Rossin's estate, trust and exempt organization practice, where she helps high-net worth individuals, charitable organizations, estates and trusts navigate complex tax issues.
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Bao Nguyen specializes in recognizing and assessing compliance risks for broker-dealers, investment advisers and private funds. He provides clients with compliance solutions, such as annual compliance program reviews, anti-money laundering independent testing, supervisory control risk assessments, f…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s risk advisory services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Chief Information Security Officer for Kaufman Rossin, Jorge Rey is responsible for the firm’s compliance with federal and state cybersecurity and information privacy laws and regulations. As the Cybersecurity and Compliance Principal, he brings his expertise in cybersecurity and informatio…
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
Heidi is a senior manager in Kaufman Rossin's estate, trust and exempt organization practice, where she helps high-net worth individuals, charitable organizations, estates and trusts navigate complex tax issues.
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Bao Nguyen specializes in recognizing and assessing compliance risks for broker-dealers, investment advisers and private funds. He provides clients with compliance solutions, such as annual compliance program reviews, anti-money laundering independent testing, supervisory control risk assessments, f…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s risk advisory services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Chief Information Security Officer for Kaufman Rossin, Jorge Rey is responsible for the firm’s compliance with federal and state cybersecurity and information privacy laws and regulations. As the Cybersecurity and Compliance Principal, he brings his expertise in cybersecurity and informatio…
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
Heidi is a senior manager in Kaufman Rossin's estate, trust and exempt organization practice, where she helps high-net worth individuals, charitable organizations, estates and trusts navigate complex tax issues.
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Bao Nguyen specializes in recognizing and assessing compliance risks for broker-dealers, investment advisers and private funds. He provides clients with compliance solutions, such as annual compliance program reviews, anti-money laundering independent testing, supervisory control risk assessments, f…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s risk advisory services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Chief Information Security Officer for Kaufman Rossin, Jorge Rey is responsible for the firm’s compliance with federal and state cybersecurity and information privacy laws and regulations. As the Cybersecurity and Compliance Principal, he brings his expertise in cybersecurity and informatio…
Ivan A. Garces, CPA, CFF, CFE, CAMS
Principal- Chair Risk Advisory Services, Risk Advisory Services
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Bangalore, India, Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Glenn C. Davis
Principal Emeritus, Corporate Governance Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Heidi Suarez, CPA
Senior Manager, Estate & Trust
Miami
Heidi is a senior manager in Kaufman Rossin's estate, trust and exempt organization practice, where she helps high-net worth individuals, charitable organizations, estates and trusts navigate complex tax issues.
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Bao Nguyen, CAMS, CFE, CRCP
Principal, Risk Advisory Services
Boca Raton
Bao Nguyen specializes in recognizing and assessing compliance risks for broker-dealers, investment advisers and private funds. He provides clients with compliance solutions, such as annual compliance program reviews, anti-money laundering independent testing, supervisory control risk assessments, f…
Stephanie Richards
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s risk advisory services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Alex Egan
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Chief Information Security Officer for Kaufman Rossin, Jorge Rey is responsible for the firm’s compliance with federal and state cybersecurity and information privacy laws and regulations. As the Cybersecurity and Compliance Principal, he brings his expertise in cybersecurity and informatio…
