Risk Advisory
As regulation continues to increase and the landscape gets tougher amid global challenges, it’s more important than ever for businesses, financial institutions, investment firms and healthcare organizations to have consultants they can rely on.
Regulators are more vigilant, and cyberhackers are stealthier, more creative, and more dangerous every day. And as new information technology improves the customer experience, cybersecurity risks grow exponentially. Risks to your organization and your reputation are greater than ever, and new rules surrounding data privacy and other emerging challenges are impacting businesses in every industry.
Kaufman Rossin’s risk advisory services team can help you mitigate risks – the ones you know about and the ones you don’t – and protect and enhance shareholder value. We have the expertise, experience and credentials to help you navigate the challenges and complexities of the ever-evolving business environment.
Our risk advisory services include:
- Anti-Money Laundering Compliance
- Consumer Financial Services Compliance
- FINRA & SEC Compliance
- Global Data Privacy Compliance
- HIPAA/HITECH Act Compliance
- Internal Audit
- Cybersecurity & CIO consulting
- OFAC Compliance
- PhishNet by Kaufman Rossin
- Robotic Process Automation (RPA)
Now your team can assess and visualize your institution’s unique risks, benchmark against peers, screen against sanction lists, and even track and respond to regulatory orders with the Risk Intelligence Suite by Kaufman Rossin.
Our Professionals
Ivan Garces, CPA, CFF, CFE, CAMS
Practice Leader, Principal- Chair Risk Advisory Services, Management
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Practice Leader, Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Cybersecurity and Compliance Principal, Jorge brings his expertise in cybersecurity and information privacy to the firm's clients.Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. …
Bao Nguyen, CAMS, CFE, CRCP
Practice Leader, Principal – Investment Leader, Risk Advisory Services
Boca Raton
Bao Nguyen is a Principal in the Risk Advisory Services practice and co-leader of the Investment Industry practice at Kaufman Rossin. As a leader, his expertise focuses on recognizing and assessing compliance risks for broker-dealers, registered investment advisers (RIA), and private funds.
Bao …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Miami
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Stephanie Richards, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s Risk Advisory Services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Glenn Davis
Principal Emeritus, Risk Advisory Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ada Cohen, CFE, CAMS, ABV
Director, Risk Advisory Services
Miami
Ada Cohen is a director in the risk advisory services practice at Kaufman Rossin. She brings over 15 years of experience in Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) consulting engagements.
Ada joined Kaufman Rossin in 2005 as a member of the…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Miami
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Sarah Fernandez, CIPP/US, CRCM
Director, Risk Advisory Services
Miami
Sarah Fernandez performs consumer regulatory compliance reviews and audits for financial institutions with a focus on risk management. With more than 18 years of experience in the financial services industry, she applies her extensive knowledge of bank operations and consumer protection regulations …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Alex Egan, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
He brings over a decade of experience in governmental and regulatory compliance environment…
Lisa Reid, CAMS, CFE
Senior Manager, Risk Advisory Services
Boca Raton
Lisa Reid is a Senior Manager in Kaufman Rossin’s Risk Advisory Services practice. She helps clients mitigate risks by advising broker-dealers and investment advisers on various quality assurance, risk advisory, industry regulations, and compliance requirements. Lisa advises on anti-money launderi…
Lianet Cicero, CPA, CAMS
Director, Risk Advisory Services
Miami
Lianet Cicero is a director in Kaufman Rossin's Risk Advisory Services practice. Her expertise assists financial institutions in preparing and responding to regulatory examinations, including compliance with remediation requirements of regulatory enforcement actions and monitoring activitie…
Daniel Bryant, CPA
Director of Data Analytics & Development, Risk Advisory Services
Miami
Daniel Bryant is the Director of Data Analytics & Development at Kaufman Rossin. His development efforts are focused on technology solutions that harness the power of data and technology to help clients identify and manage risk.
His prior experience brings together the discipline of…
Nathalie Feria, CCEP, CAMS, CISA
Director, Cybersecurity & Compliance
Miami
Nathalie Feria is a director in Kaufman Rossin’s risk advisory services practice within the cybersecurity and compliance group. She has over 12 years of experience working on regulatory compliance, cybersecurity, anti-money laundering, third-party risk management, internal audit, and internal corp…
Jeffrey Bernstein
Director of Cybersecurity and Data Privacy, Risk Advisory Services
Jeffrey Bernstein is a director in Kaufman Rossin's Risk Advisory Services practice. His focus includes cybersecurity strategy, governance, investigation, response, compliance, training and intelligence.
Jeff has extensive experience providing cybersecurity governance, risk and compliance ser…
Victoria Tercilla, CAFP, CFE, CAMS
Senior Manager, Risk Advisory Services
Miami
Victoria Tercilla is a Senior Manager in Kaufman Rossin’s Risk Advisory Services Practice. She has over 7 years of experience serving domestic and international financial institutions.
Victoria’s areas of specialization include BSA/AML and Sanctions Risk Assessments, Customer Risk Rating …
Elzbieta B. Pascual, JM, CPAML
Manager, Risk Advisory Services
Miami
Elzbieta Pascual leverages her background in the banking industry to provide financial institutions a variety of risk advisory services. With her experience in the Bank Secrecy Act (BSA), anti-money laundering (AML) and Office of Foreign Assets Control (OFAC), she helps clients in both the public an…
Alexander Smith, CRCM, CFE
Senior Manager, Risk Advisory Services
Miami
Alexander Smith leverages his Certified Regulatory Compliance Manager (CRCM) certification and industry expertise to provide financial institutions with strategic compliance solutions. He also advises clients on internal audit and internal control-related projects, such as business risk assessments …
Luis Castillo, CIA
Senior Manager, Risk Advisory Services
Miami
Luis Castillo is a senior manager at Kaufman Rossin in the Risk Advisory Services practice. He provides compliance and risk guidance to clients in the financial services industry.
Luis is an accomplished risk professional with a track record of leading high-functioning teams in the execution of in…
Daniel Rosenberg, CISA, CPA
Director, Cybersecurity & Compliance
Boca Raton
Daniel Rosenberg is a director in Kaufman Rossin’s Risk Advisory Services practice, where he performs cybersecurity and compliance services.
Daniel plans and executes attestation engagements on System and Organization Controls (SOC) 1, 2, and 3 reports, and consulting engagements with a speciali…
Ivan Garces, CPA, CFF, CFE, CAMS
Practice Leader, Principal- Chair Risk Advisory Services, Management
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Practice Leader, Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Cybersecurity and Compliance Principal, Jorge brings his expertise in cybersecurity and information privacy to the firm's clients.Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. …
Bao Nguyen, CAMS, CFE, CRCP
Practice Leader, Principal – Investment Leader, Risk Advisory Services
Boca Raton
Bao Nguyen is a Principal in the Risk Advisory Services practice and co-leader of the Investment Industry practice at Kaufman Rossin. As a leader, his expertise focuses on recognizing and assessing compliance risks for broker-dealers, registered investment advisers (RIA), and private funds.
Bao …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Miami
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Stephanie Richards, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s Risk Advisory Services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Glenn Davis
Principal Emeritus, Risk Advisory Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ada Cohen, CFE, CAMS, ABV
Director, Risk Advisory Services
Miami
Ada Cohen is a director in the risk advisory services practice at Kaufman Rossin. She brings over 15 years of experience in Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) consulting engagements.
Ada joined Kaufman Rossin in 2005 as a member of the…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Miami
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Sarah Fernandez, CIPP/US, CRCM
Director, Risk Advisory Services
Miami
Sarah Fernandez performs consumer regulatory compliance reviews and audits for financial institutions with a focus on risk management. With more than 18 years of experience in the financial services industry, she applies her extensive knowledge of bank operations and consumer protection regulations …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Alex Egan, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
He brings over a decade of experience in governmental and regulatory compliance environment…
Lisa Reid, CAMS, CFE
Senior Manager, Risk Advisory Services
Boca Raton
Lisa Reid is a Senior Manager in Kaufman Rossin’s Risk Advisory Services practice. She helps clients mitigate risks by advising broker-dealers and investment advisers on various quality assurance, risk advisory, industry regulations, and compliance requirements. Lisa advises on anti-money launderi…
Lianet Cicero, CPA, CAMS
Director, Risk Advisory Services
Miami
Lianet Cicero is a director in Kaufman Rossin's Risk Advisory Services practice. Her expertise assists financial institutions in preparing and responding to regulatory examinations, including compliance with remediation requirements of regulatory enforcement actions and monitoring activitie…
Daniel Bryant, CPA
Director of Data Analytics & Development, Risk Advisory Services
Miami
Daniel Bryant is the Director of Data Analytics & Development at Kaufman Rossin. His development efforts are focused on technology solutions that harness the power of data and technology to help clients identify and manage risk.
His prior experience brings together the discipline of…
Nathalie Feria, CCEP, CAMS, CISA
Director, Cybersecurity & Compliance
Miami
Nathalie Feria is a director in Kaufman Rossin’s risk advisory services practice within the cybersecurity and compliance group. She has over 12 years of experience working on regulatory compliance, cybersecurity, anti-money laundering, third-party risk management, internal audit, and internal corp…
Jeffrey Bernstein
Director of Cybersecurity and Data Privacy, Risk Advisory Services
Jeffrey Bernstein is a director in Kaufman Rossin's Risk Advisory Services practice. His focus includes cybersecurity strategy, governance, investigation, response, compliance, training and intelligence.
Jeff has extensive experience providing cybersecurity governance, risk and compliance ser…
Victoria Tercilla, CAFP, CFE, CAMS
Senior Manager, Risk Advisory Services
Miami
Victoria Tercilla is a Senior Manager in Kaufman Rossin’s Risk Advisory Services Practice. She has over 7 years of experience serving domestic and international financial institutions.
Victoria’s areas of specialization include BSA/AML and Sanctions Risk Assessments, Customer Risk Rating …
Elzbieta B. Pascual, JM, CPAML
Manager, Risk Advisory Services
Miami
Elzbieta Pascual leverages her background in the banking industry to provide financial institutions a variety of risk advisory services. With her experience in the Bank Secrecy Act (BSA), anti-money laundering (AML) and Office of Foreign Assets Control (OFAC), she helps clients in both the public an…
Alexander Smith, CRCM, CFE
Senior Manager, Risk Advisory Services
Miami
Alexander Smith leverages his Certified Regulatory Compliance Manager (CRCM) certification and industry expertise to provide financial institutions with strategic compliance solutions. He also advises clients on internal audit and internal control-related projects, such as business risk assessments …
Luis Castillo, CIA
Senior Manager, Risk Advisory Services
Miami
Luis Castillo is a senior manager at Kaufman Rossin in the Risk Advisory Services practice. He provides compliance and risk guidance to clients in the financial services industry.
Luis is an accomplished risk professional with a track record of leading high-functioning teams in the execution of in…
Daniel Rosenberg, CISA, CPA
Director, Cybersecurity & Compliance
Boca Raton
Daniel Rosenberg is a director in Kaufman Rossin’s Risk Advisory Services practice, where he performs cybersecurity and compliance services.
Daniel plans and executes attestation engagements on System and Organization Controls (SOC) 1, 2, and 3 reports, and consulting engagements with a speciali…
Ivan Garces, CPA, CFF, CFE, CAMS
Practice Leader, Principal- Chair Risk Advisory Services, Management
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Practice Leader, Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Cybersecurity and Compliance Principal, Jorge brings his expertise in cybersecurity and information privacy to the firm's clients.Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. …
Bao Nguyen, CAMS, CFE, CRCP
Practice Leader, Principal – Investment Leader, Risk Advisory Services
Boca Raton
Bao Nguyen is a Principal in the Risk Advisory Services practice and co-leader of the Investment Industry practice at Kaufman Rossin. As a leader, his expertise focuses on recognizing and assessing compliance risks for broker-dealers, registered investment advisers (RIA), and private funds.
Bao …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Miami
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Stephanie Richards, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s Risk Advisory Services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Glenn Davis
Principal Emeritus, Risk Advisory Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ada Cohen, CFE, CAMS, ABV
Director, Risk Advisory Services
Miami
Ada Cohen is a director in the risk advisory services practice at Kaufman Rossin. She brings over 15 years of experience in Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) consulting engagements.
Ada joined Kaufman Rossin in 2005 as a member of the…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Miami
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Sarah Fernandez, CIPP/US, CRCM
Director, Risk Advisory Services
Miami
Sarah Fernandez performs consumer regulatory compliance reviews and audits for financial institutions with a focus on risk management. With more than 18 years of experience in the financial services industry, she applies her extensive knowledge of bank operations and consumer protection regulations …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Alex Egan, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
He brings over a decade of experience in governmental and regulatory compliance environment…
Lisa Reid, CAMS, CFE
Senior Manager, Risk Advisory Services
Boca Raton
Lisa Reid is a Senior Manager in Kaufman Rossin’s Risk Advisory Services practice. She helps clients mitigate risks by advising broker-dealers and investment advisers on various quality assurance, risk advisory, industry regulations, and compliance requirements. Lisa advises on anti-money launderi…
Lianet Cicero, CPA, CAMS
Director, Risk Advisory Services
Miami
Lianet Cicero is a director in Kaufman Rossin's Risk Advisory Services practice. Her expertise assists financial institutions in preparing and responding to regulatory examinations, including compliance with remediation requirements of regulatory enforcement actions and monitoring activitie…
Daniel Bryant, CPA
Director of Data Analytics & Development, Risk Advisory Services
Miami
Daniel Bryant is the Director of Data Analytics & Development at Kaufman Rossin. His development efforts are focused on technology solutions that harness the power of data and technology to help clients identify and manage risk.
His prior experience brings together the discipline of…
Nathalie Feria, CCEP, CAMS, CISA
Director, Cybersecurity & Compliance
Miami
Nathalie Feria is a director in Kaufman Rossin’s risk advisory services practice within the cybersecurity and compliance group. She has over 12 years of experience working on regulatory compliance, cybersecurity, anti-money laundering, third-party risk management, internal audit, and internal corp…
Jeffrey Bernstein
Director of Cybersecurity and Data Privacy, Risk Advisory Services
Jeffrey Bernstein is a director in Kaufman Rossin's Risk Advisory Services practice. His focus includes cybersecurity strategy, governance, investigation, response, compliance, training and intelligence.
Jeff has extensive experience providing cybersecurity governance, risk and compliance ser…
Victoria Tercilla, CAFP, CFE, CAMS
Senior Manager, Risk Advisory Services
Miami
Victoria Tercilla is a Senior Manager in Kaufman Rossin’s Risk Advisory Services Practice. She has over 7 years of experience serving domestic and international financial institutions.
Victoria’s areas of specialization include BSA/AML and Sanctions Risk Assessments, Customer Risk Rating …
Elzbieta B. Pascual, JM, CPAML
Manager, Risk Advisory Services
Miami
Elzbieta Pascual leverages her background in the banking industry to provide financial institutions a variety of risk advisory services. With her experience in the Bank Secrecy Act (BSA), anti-money laundering (AML) and Office of Foreign Assets Control (OFAC), she helps clients in both the public an…
Alexander Smith, CRCM, CFE
Senior Manager, Risk Advisory Services
Miami
Alexander Smith leverages his Certified Regulatory Compliance Manager (CRCM) certification and industry expertise to provide financial institutions with strategic compliance solutions. He also advises clients on internal audit and internal control-related projects, such as business risk assessments …
Luis Castillo, CIA
Senior Manager, Risk Advisory Services
Miami
Luis Castillo is a senior manager at Kaufman Rossin in the Risk Advisory Services practice. He provides compliance and risk guidance to clients in the financial services industry.
Luis is an accomplished risk professional with a track record of leading high-functioning teams in the execution of in…
Daniel Rosenberg, CISA, CPA
Director, Cybersecurity & Compliance
Boca Raton
Daniel Rosenberg is a director in Kaufman Rossin’s Risk Advisory Services practice, where he performs cybersecurity and compliance services.
Daniel plans and executes attestation engagements on System and Organization Controls (SOC) 1, 2, and 3 reports, and consulting engagements with a speciali…
Ivan Garces, CPA, CFF, CFE, CAMS
Practice Leader, Principal- Chair Risk Advisory Services, Management
Miami
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin's risk advisory services practice, and serves as a member of the Firm's Management Committee. He brings clients more than 25 years of public accounting experience, and provides governance, risk management, forensic accountin…
Jason Chorlins, CPA, CFE, CAMS, CITP
Practice Leader, Principal, Risk Advisory Services
Miami
Jason Chorlins spearheads forensic and financial service investigative engagements as the banking practice co-leader of Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to he…
Jorge Rey, CISA, CISM
Principal, Cybersecurity & Compliance
Boca Raton
As the Cybersecurity and Compliance Principal, Jorge brings his expertise in cybersecurity and information privacy to the firm's clients.Jorge helps organizations ranging from startups to large public and privately held companies address information security, compliance and IT needs. …
Bao Nguyen, CAMS, CFE, CRCP
Practice Leader, Principal – Investment Leader, Risk Advisory Services
Boca Raton
Bao Nguyen is a Principal in the Risk Advisory Services practice and co-leader of the Investment Industry practice at Kaufman Rossin. As a leader, his expertise focuses on recognizing and assessing compliance risks for broker-dealers, registered investment advisers (RIA), and private funds.
Bao …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Miami
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Miami
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Chandrasekar Venkataraman, CITP, CFF, ABV, CIA, CISA, CFE, CIRA, CM&AA
Director of Corporate Governance, Risk Advisory Services
Miami
As business models transform and become more disruptive, Chandra leverages more than 35 years of progressive risk advisory, compliance, financial management, corporate governance and accounting experience to help clients address risk-related financial management and regulatory challenges, maximiz…
Stephanie Richards, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
As a director in Kaufman Rossin’s Risk Advisory Services practice, Stephanie Richards cultivates strategic compliance solutions for broker-dealers and registered investments advisers. With her advanced knowledge and understanding of financial markets, industry regulations and compliance requiremen…
Glenn Davis
Principal Emeritus, Risk Advisory Services
Miami
Glenn Davis is a senior advisor to Kaufman Rossin and a director in the firm's risk advisory services department. He utilizes tested, state-of-the-art tools and methodologies to perform initial compliance readiness and gap analyses, reviews and tests of controls, and provides continuous monitori…
Ada Cohen, CFE, CAMS, ABV
Director, Risk Advisory Services
Miami
Ada Cohen is a director in the risk advisory services practice at Kaufman Rossin. She brings over 15 years of experience in Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) consulting engagements.
Ada joined Kaufman Rossin in 2005 as a member of the…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Risk Advisory Services
Miami
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin's risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.&nb…
Yanelis Perez, CAMS
Director, Financial Crime Risk Management
Miami
Yanelis is a Director in the Risk Advisory Services Practice at Kaufman Rossin. She focuses her consulting practice on Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions compliance, performing engagements in the areas of BSA/AML and Sanctions including independent testing, …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Miami
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Sarah Fernandez, CIPP/US, CRCM
Director, Risk Advisory Services
Miami
Sarah Fernandez performs consumer regulatory compliance reviews and audits for financial institutions with a focus on risk management. With more than 18 years of experience in the financial services industry, she applies her extensive knowledge of bank operations and consumer protection regulations …
Oscar Enriquez, CPAML, AMLCA, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Miami
Oscar Enriquez is director of model risk advisory services in Kaufman Rossin’s risk advisory services practice, with expertise in helping banks, broker-dealers, and other financial institutions to navigate complex business challenges and manage risk, especially in the areas of the Bank Secrecy Act…
Alex Egan, CAMS
Director, Broker-Dealer & Investment Adviser Services
Boca Raton
Alex Egan is a director within Kaufman Rossin's Risk Advisory Services practice, where he leads a team of advisors assisting financial services clients with complex business and regulatory risks.
He brings over a decade of experience in governmental and regulatory compliance environment…
Lisa Reid, CAMS, CFE
Senior Manager, Risk Advisory Services
Boca Raton
Lisa Reid is a Senior Manager in Kaufman Rossin’s Risk Advisory Services practice. She helps clients mitigate risks by advising broker-dealers and investment advisers on various quality assurance, risk advisory, industry regulations, and compliance requirements. Lisa advises on anti-money launderi…
Lianet Cicero, CPA, CAMS
Director, Risk Advisory Services
Miami
Lianet Cicero is a director in Kaufman Rossin's Risk Advisory Services practice. Her expertise assists financial institutions in preparing and responding to regulatory examinations, including compliance with remediation requirements of regulatory enforcement actions and monitoring activitie…
Daniel Bryant, CPA
Director of Data Analytics & Development, Risk Advisory Services
Miami
Daniel Bryant is the Director of Data Analytics & Development at Kaufman Rossin. His development efforts are focused on technology solutions that harness the power of data and technology to help clients identify and manage risk.
His prior experience brings together the discipline of…
Nathalie Feria, CCEP, CAMS, CISA
Director, Cybersecurity & Compliance
Miami
Nathalie Feria is a director in Kaufman Rossin’s risk advisory services practice within the cybersecurity and compliance group. She has over 12 years of experience working on regulatory compliance, cybersecurity, anti-money laundering, third-party risk management, internal audit, and internal corp…
Jeffrey Bernstein
Director of Cybersecurity and Data Privacy, Risk Advisory Services
Jeffrey Bernstein is a director in Kaufman Rossin's Risk Advisory Services practice. His focus includes cybersecurity strategy, governance, investigation, response, compliance, training and intelligence.
Jeff has extensive experience providing cybersecurity governance, risk and compliance ser…
Victoria Tercilla, CAFP, CFE, CAMS
Senior Manager, Risk Advisory Services
Miami
Victoria Tercilla is a Senior Manager in Kaufman Rossin’s Risk Advisory Services Practice. She has over 7 years of experience serving domestic and international financial institutions.
Victoria’s areas of specialization include BSA/AML and Sanctions Risk Assessments, Customer Risk Rating …
Elzbieta B. Pascual, JM, CPAML
Manager, Risk Advisory Services
Miami
Elzbieta Pascual leverages her background in the banking industry to provide financial institutions a variety of risk advisory services. With her experience in the Bank Secrecy Act (BSA), anti-money laundering (AML) and Office of Foreign Assets Control (OFAC), she helps clients in both the public an…
Alexander Smith, CRCM, CFE
Senior Manager, Risk Advisory Services
Miami
Alexander Smith leverages his Certified Regulatory Compliance Manager (CRCM) certification and industry expertise to provide financial institutions with strategic compliance solutions. He also advises clients on internal audit and internal control-related projects, such as business risk assessments …
Luis Castillo, CIA
Senior Manager, Risk Advisory Services
Miami
Luis Castillo is a senior manager at Kaufman Rossin in the Risk Advisory Services practice. He provides compliance and risk guidance to clients in the financial services industry.
Luis is an accomplished risk professional with a track record of leading high-functioning teams in the execution of in…
Daniel Rosenberg, CISA, CPA
Director, Cybersecurity & Compliance
Boca Raton
Daniel Rosenberg is a director in Kaufman Rossin’s Risk Advisory Services practice, where he performs cybersecurity and compliance services.
Daniel plans and executes attestation engagements on System and Organization Controls (SOC) 1, 2, and 3 reports, and consulting engagements with a speciali…
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