The new financial reform law changes the way companies do business. So how will that impact you and your business?
Join Alan Chosed, a principal of Kaufman Rossin., and Ed Zaharewicz, a partner at Jorden Burt Law Firm, for an insightful one-hour Webinar where they’ll provide an overview of what you can expect.
Among the topics we’ll discuss:
IMPACT ON BUSINESSES
• Finally, the suspense over SOX 404 is over for smaller public companies. For “non-accelerated filers,” (those with less than $75 million in market cap), the act amends Sarbanes-Oxley to make permanent the exemption from its section 404(b) requirement.
• A look at why new rules limiting the interchange fees that credit care issuers can charge merchants may help small businesses.
IMPACT ON INVESTORS
• The bill addresses the conflict of interest created when banks and financial institutions pay a credit rating agency to evaluate their securities.
• It gives shareholders of publicly traded companies a vote on executive pay, though the vote is nonbinding.
IMPACT ON INVESTMENT ADVISORS
• Regulation of more registered investment advisors will move from the SEC to the states.
IMPACT ON FINANCIAL INSTITUTIONS
• How the “Volker Rule” prohibits banks from engaging in proprietary trading.
• A quick deep dive into changes in liquidation authority.
Whether you’re a business owner, CEO of a public company, president of a private organization, investor, banker or investment advisor, this Webinar will help answer some of the burning questions on your mind.
Watch The New Normal: What Financial Reform Means to You!